Suchen und Finden
Title Page
5
Copyright Page
6
Contents
7
About the Author
12
Foreword
13
Preface
15
Acknowledgements
17
List of Abbreviations
18
Chapter 1 Introduction
19
1.1 General background and research problem
19
1.2 Scope of the book, limitations and literature review
22
1.2.1 Scope of the book
22
1.2.2 Limitations
22
1.2.3 Literature review
23
1.3 Sources used
24
1.4 Structure of the book
27
1.5 Aims and contribution of the book
28
Chapter 2 Multi-Party Arbitration in General
29
2.1 Terminology notes
29
2.1.1 Definition of multi?party arbitration
29
2.1.2 Multi-party and multi?contract arbitration: divergent or similar concepts?
30
2.1.3 Group of contracts doctrine
32
2.2 Legal techniques introducing multi-party arbitration
33
2.2.1 Single request for arbitration
34
2.2.2 Joinder
34
2.2.3 Intervention
34
2.2.4 Consolidation
35
2.3 Advantages of multi-party arbitration
36
2.3.1 Avoids risk of inconsistent findings
36
2.3.2 Less time and fewer costs
37
2.3.3 Fewer factual errors
38
2.4 Obstacles to multi-party arbitration
39
2.4.1 Consensual nature of arbitration
39
2.4.2 Arbitration as a two-party setup
41
2.4.3 Arbitration as a confidential process
42
2.4.4 Setting aside proceedings and non-recognition and?/?or non-enforcement of arbitral awards
44
2.4.5 Practical difficulties
48
Chapter 3 The Need for Multi-Party Arbitration in the Construction Sector
49
3.1 Specifics of construction disputes and construction arbitration
49
3.2 Introduction to international standard form construction agreements
51
3.2.1 FIDIC Conditions of Contract
51
3.2.2 NEC contracts
54
3.2.3 ICC contracts
55
3.2.4 ENAA model forms
56
3.2.5 IChemE contracts
57
3.2.6 PPC International and SPC International
57
3.3 Contractual structures in construction projects
58
3.3.1 ‘Build-only’ projects
58
3.3.2 ‘Design-build’ or ‘turnkey’ projects
59
3.3.3 Construction management
61
3.3.4 Management contracting
62
3.3.5 ‘Design-build-operate’ (‘DBO’) model
63
3.3.6 Partnering and alliancing
64
3.4 Parties’ interests in multi-party arbitration
64
3.4.1 Employer
64
3.4.2 Contractor
69
3.4.3 Subcontractor
70
3.4.4 Designer
71
3.4.5 Engineer
72
3.4.6 Suppliers
74
3.4.7 Technical consultants
74
3.4.8 Guarantors
74
3.4.9 Concluding remarks
76
Chapter 4 Multi-Party Arbitration Solutions under Arbitration Rules
78
4.1 ICC Rules
79
4.1.1 Multi-contract claims and prima facie assessment
80
4.1.2 Joinder
85
4.1.3 Consolidation
87
4.2 CEPANI Rules
89
4.2.1 Multiple parties and multi-contract claims
89
4.2.2 Joinder and intervention
91
4.2.3 Consolidation
93
4.3 LCIA Rules
95
4.4 UNCITRAL Rules
98
4.5 Swiss Rules
102
4.5.1 Prima facie test
102
4.5.2 Consolidation
102
4.5.3 Joinder and intervention
106
4.6 Rules adopted by the American Arbitration Association (‘AAA’)
108
4.6.1 Construction Industry Arbitration Rules (‘CIAR’)
108
4.6.2 ICDR Rules
110
4.7 Vienna Rules
112
4.7.1 Joinder
113
4.7.2 Consolidation
116
4.8 DIS Arbitration Rules
117
4.9 SCC Rules
118
4.10 DIA Rules
119
4.11 Arbitration rules in Asia
120
4.11.1 CIETAC Rules
120
4.11.2 SIAC Rules
124
4.11.3 HKIAC Rules
127
4.11.4 JCAA Rules
132
4.12 Concluding remarks regarding arbitration rules
133
Chapter 5 Multi-Party Arbitration Solutions under Arbitration Laws
139
5.1 UNCITRAL Model Law
140
5.2 The United Kingdom
142
5.3 The Netherlands
147
5.4 Belgium
149
5.5 New Zealand
150
5.6 Hong Kong
151
5.7 Canada
155
5.8 Australia
156
5.9 Other countries
157
5.10 Multi-party arbitration in the United States
158
5.10.1 Legal framework
158
5.10.2 United States’ case law on multi-party arbitration
164
5.11 Should arbitration laws deal with multi-party arbitration?
176
5.12 Concluding remarks regarding arbitration laws
182
Chapter 6 Contractual Solutions to Multi-Party Arbitration
185
6.1 FIDIC Conditions of Contract
187
6.2 Blue Form
193
6.2.1 Clause 18(2) of the 1984 Blue Form
193
6.2.2 Use of the Blue Form in conjunction with the FIDIC Conditions of Contract
201
6.2.3 Commentary on clause 18(2)
207
6.2.4 Clause 18(8) of the 1991 Blue Form
219
6.2.5 Clause 18(10) of the 1998 Blue Form
223
6.2.6 Clause 18C(4) of the 2008 Blue Form
224
6.3 JCT Contracts
226
6.3.1 JCT 80 approach to multi-party arbitration
227
6.3.2 Commentary on the JCT 80 approach
237
6.3.3 New JCT approach
240
6.4 ACA standard forms
241
6.5 NEC3
244
6.5.1 Main contract provisions
245
6.5.2 Subcontract provisions
247
6.5.3 Do NEC3 provisions create a self-contained mechanism for joint adjudication?
248
6.5.4 Compatibility between the joint adjudication provisions and the dispute notification requirements
250
6.6 IChemE contracts
252
6.7 ICC contracts
255
6.8 PPC and SPC International
256
6.9 ENAA Model forms
258
6.10 AIA standard forms
260
6.11 ConsensusDocs
265
6.12 AB 92 and ABT 93
268
6.13 Concluding remarks regarding contractual approaches
270
Chapter 7 Proposed Solutions
273
7.1 Jurisdictional approach
274
7.2 Abstract consensual approach
280
7.3 Proposed contractual solutions
282
7.3.1 IBA guidelines for Drafting International Arbitration Clauses
285
7.3.2 AAA Guide to Drafting Alternative Dispute Resolution Clauses for Construction Contracts
289
7.3.3 Drafting Multi-Party Arbitration Clauses
291
7.3.4 Sample multi-party arbitration clause
321
7.4 Institutional approach
331
7.4.1 How to create a workable multi?party arbitration mechanism under arbitration rules?
333
7.4.2 Compatibility of arbitration agreements
337
7.4.3 Other circumstances
340
Chapter 8 Conclusion
343
Appendix 1 Second Alternative Clause of Clause 20 of the FIDIC Subcontract
355
20 Notices, Claims and Disputes
355
20.1 Notices
355
20.2 Subcontractor’s Claims
356
20.3 Unrelated Claims
357
20.4 Related Claims
358
20.5 Failure to Comply
360
20.6 Subcontract Disputes
360
20.7 Unrelated Disputes
361
20.8 Related Disputes
362
20.9 Employer’s Claims under the Subcontract
367
Appendix 2 Multi-Party Arbitration Provisions under the Blue Form
369
I. FCEC Form of Sub-Contract (Revised September 1984), for use inconjunction with the ICE Contract, 5th Edition
369
II. FCEC Form of Sub-Contract (September 1991, prior to the 1998amendments), for use in conjunction with the ICE Contract, 6th Edition
370
III. FCEC Form of Sub-Contract (September 1991, as amended in 1998),for use in conjunction with the ICE Contract, 6th Edition
370
IV. CECA Form of Sub-Contract (November 1998, as amended in June2008), for use with the ICE Contract
371
Appendix 3 Multi-Party Arbitration Clauses under the ENAA Model Form – International Contract for Process Plant Construction, 2010 and Related Subcontracts
373
I. Multi-Party Arbitration Clause to be inserted in the Special Conditionsto the ENAA Model Form – International Contract for Process PlantConstruction, 2010
373
II. Multi-Party Arbitration Clause to be inserted in sub-contractswith Sub-contractors and suppliers
374
Bibliography
376
Index
399
EULA
407
Alle Preise verstehen sich inklusive der gesetzlichen MwSt.